Purpose of the role:
As a Trainee Compliance Analyst, you will assist, under the direction of the Compliance Analyst/Senior Compliance Analyst, with the execution of the Jersey based Compliance Monitoring Programme.
Responsibilities:
- Assist with all aspects of the Jersey based Compliance Monitoring Programs for a range of licensed and regulated fund structures
- Assist with information gathering and initial preparation of compliance reports based on compliance monitoring activity
- Provide support to the Compliance Team with day-to-day compliance activities
- Assist on day-to-day compliance related queries from client facing teams
- Assist in the maintenance and monitoring of various regulatory registers, including breaches and complaints
- Undertake routine compliance housekeeping tasks where necessary
Skills required:
- Good communication and relationship building skills are required to develop close working relationships with colleagues, clients and business contacts
- Able to demonstrate a team player attitude
- You will be expected to study for a relevant professional qualification
- Analytical approach with good research skills