Purpose of the role:
The purpose of the Compliance Department is to support and contribute to the provision of a professional compliance interface between the company and its clients.
Responsibilities:
- Review and approve due diligence in accordance with regulatory requirements.
- Maintenance of compliance records and registers.
- Assist with the reviewing of due diligence for new business.
Skills required:
- A proven track record of practical experience in a fiduciary services business.
- The holder of this position should be educated to ‘A’ Level standard.
- It is not necessary for the post holder to undertake study, however, to further their career, they will be expected to obtain relevant professional qualifications.