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Senior Manager/Associate Director - Risk & Compliance

Purpose of the role:

As a senior member of the Jersey Risk & Compliance team, you will have a primary focus on ensuring Jersey regulatory and client AML, CFT, and fraud compliance requirements are met and executed and all regulatory reporting and submissions are completed.

Responsibilities:

  • Taking on JFSC prescribed named positions of the MLCO, MLRO for managed entities, regulated funds, and schedule 2 entities and the associated responsibilities of such positions
  • Managing, developing and recommending new AML, CTF, and Compliance policies and procedures or improvements to existing policies and procedures
  • Providing guidance to the business and regulated clients in relation to AML, CFT, fraud, and related risk and compliance matters or issues
  • Managing regulatory reporting, submissions, and approval requests 
  • Managing the execution of the AML/CFT Compliance Monitoring Programme (CMP) and testing
  • Managing the delivery and presentation of the regulated Managed Entity and Fund Board Compliance Reports and any other group-related Compliance reporting requirements

Skills required:

  • It is imperative that you hold a relevant compliance qualification, have strong knowledge of Jersey regulatory and AML requirements, a passion for client service, and have impeccable written and verbal communication skills
  • A comprehensive understanding of funds regulations
  • An ability to work as part of a team, problem-solve, prioritise, manage time effectively, be adaptable, and have exceptional attention to detail are key elements of the role
  • Strong knowledge of JFSC rules and regulations, the AML Handbook CDD/AML practices
  • Extensive experience working in a Compliance team within the finance environment (administration of funds/trusts/both)
 

Risk & Compliance

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