Purpose of the role:
Working within a Risk & Compliance function, this role presents an exciting opportunity to assist with group-wide compliance driven activities in accordance with regulatory requirements and in-line with industry best practices and professional standards.
Responsibilities:
- Manage the development of the annual Group Compliance Monitoring Programme in conjunction with local compliance team members to assess compliance with local and Group policies and procedures
- Coordination and management and deliver of the monitoring reviews in accordance with the Compliance Monitoring Programme, liaising with key stakeholders across the Group as appropriate
- Documenting and reporting of the monitoring reviews to relevant compliance team members and Boards
- Managing a number of 'second line' tests and operational 'business as usual' tests, all of which are focused on ensuring core business activities are being undertaken in accordance with and aligned to the various regulatory requirements
- Maintenance of a range of compliance monitoring linked logs and databases, all of which focus on ensuring that excellent levels of data are being recorded and actions being taken as appropriate
Skills required:
- A minimum of 3 years of relevant experience in a compliance function
- A great knowledge of regulatory requirements affecting a legal, and fiduciary businesses in multiple jurisdictions
- Experience of refreshing and administering a Compliance Monitoring Programme in line with the changing risks and regulatory environment
- Holding or working towards a relevant compliance-related qualification
- Knowledge and comprehension of various trust and company structures and AML/CDD requirements