Purpose of the role:
The main purpose of the role will be to undertake Compliance Monitoring reviews and assess various business processes for adherence to regulatory requirements and produce a final report documenting key findings and recommendations.
Responsibilities:
- Management actions arising from reviews are closed with the business in a timely manner.
- Successful completion of schedule of Regulatory File Review each quarter as per agreed framework and agreement with EXCO.
- Successful completion of ad-hoc limited reviews.
Skills required:
- Ability to deliver on time
- Excellent verbal and written communication skills
- Professional experience and qualifications