Purpose of the role:
To support the day-to-day operation of the compliance framework, helping ensure the business meets its regulatory obligations while delivering excellent outcomes.
Responsibilities:
- Accurate administration of compliance records, reporting, policies and procedures.
- Support the identification, escalation and management of compliance, conduct and financial crime risks.
- Provision of pro-active compliance support to colleagues, contributing to regulatory submissions, governance reporting, compliance monitoring outcomes.
Skills required:
- 3 – 5 years experience within client administration, trust and corporate services, family office or wider financial services.
- Exposure to AML/CFT/CPF requirements.
- Experience preparing reports & management information.