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Senior Compliance Administrator

Purpose of the role:

Our client is looking for a Senior Compliance Administrator to proactively promote their pro-compliance culture.

Responsibilities:

  • Maintain Compliance and Risk registers, producing reports, and interpreting the results
  • Appropriately manage, and/or escalate risk issues and highlighting trends
  • Proactively monitor Compliance and Risk issues, including items on registers, to ensure records are up to date, matters are resolved, and to enable timely reporting
  • Acting in a Compliance advisory capacity on matters relating to Policies, Procedures, Systems and Controls
  • Circulate updates and notifications to all staff then monitoring and recording responses, where applicable

Skills required:

  • Practical experience working in offshore financial services with exposure to the underlying product and service rationales, technologies, and regulatory environments
  • Member of a relevant Professional Body (e.g. International Compliance Association) or student member
  • Experience as a team player with ability to demonstrate a track-record promoting teamwork and collaborating with others
  • Evidence of a commitment to high standards of customer service based on understanding needs and delivering solutions
 

Compliance

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