Purpose of the role:
The role requires daily liaison with other Risk and Compliance employees and with both client facing teams within the company as well as clients.
Responsibilities:
- Undertake CDD enquiries and collate documentation in line with the Policy
- Ensure accurate and complete CDD records are maintained to cover new business, name changes, transfers of interest and changes in structure (Promoters, Carry vehicles, General Partners, Management, GP Entities, Investors, POAs & SPVs etc)
- Review and assess CDD files to evaluate the inherent AML risk and where appropriate escalate cases to the relevant jurisdiction’s MLRO/MLCO as required
- Provide guidance to Administration teams and key stakeholders to ensure CDD files are prepared accurately, completely and in a timely manner
- Ensure CDD procedures are carried out in line with AML laws, regulations, guidelines and company policies and procedures
- Manage and administer the production, review and remediation of reports resulting from the use of the World-Check Sentinel database
Skills required:
- Proven experience in AML/CTF or a compliance role within the financial services sector would represent a strong asset for this position
- Experience and knowledge of funds would be an advantage but not essential
- A working knowledge of the AML regimes in Jersey, Guernsey and/or UK
- Either hold or be studying towards an ICA qualification would be beneficial