Purpose of the role:
You will assist with the continuing client due diligence (CDD) procedures both pre and post client/investor take-on and will be a key advisor to the business, clients and investors on AML matters.
Responsibilities:
- Ensure accurate and complete CDD records are maintained to cover new business, name changes, transfers of interest and changes in structure
- Review and assess CDD files to evaluate the inherent AML risk and where appropriate escalate cases to the relevant jurisdiction’s MLRO/MLCO as required
- Provide guidance to Administration teams and key stakeholders to ensure CDD files are prepared accurately, completely and in a timely manner
- Ensure CDD procedures are carried out in line with AML laws, regulations, guidelines and company policies and procedures
- Manage and administer the production, review and remediation of reports resulting from the use of the World-Check Sentinel database
Skills required:
- Proven experience in AML/CTF or a compliance role within the financial services sector would represent a strong asset for this position
- Experience and knowledge of funds would be an advantage but not essential
- A working knowledge of the AML regimes in Jersey, Guernsey and/or UK
- Either hold or be studying towards an ICA qualification would be beneficial
- Good working knowledge of IT systems, particularly Microsoft Excel any experience of creating reports driven by Excel functions would be an advantage