Purpose of the role:
You will be an integral part of the Risk & Compliance team which is responsible for delivering excellent service and maintaining the high standards.
Responsibilities:
- Participate in the onboarding of relevant client structures including conducting reviews of Customer Due Diligence (CDD) files provided to Risk & Compliance for sign off
- Conduct Compliance Monitoring tests from the approved Compliance Monitoring Plan for regulated clients, under the supervision of the appointed Compliance Officer (CO)
- Assist the CO with drafting regular high-quality Client Compliance Reports and Compliance MI to client boards
- Undertake periodic reviews of clients and structures, in conjunction with the Review Team
- Review and address the output from the automated scrutiny process, escalating issues, as appropriate
- Assist the Risk & Compliance Team in maintaining key regulatory registers
Skills required:
- Certificate level Compliance related qualification, or a willingness to study towards one
- Excellent interpersonal and communication skills, together with attention to detail, are required to develop close working relationships with colleagues
- Proven experience working within a compliance function, ideally within the fund service business (FSB)
- Good knowledge of relevant Jersey regulations and legislation, particularly the Funds and FSB legislation, including anti-money laundering and counter-terrorist financing/proliferation financing
- Good understanding of the financial services environment in particular in the Jersey FSB