About the role:
To support the Corporate Services team in the delivery of key projects, governance and business initiatives to improve efficiencies and ultimately exceed the expectations of clients. The scope of the role is broad with the main focus on client team support for AML/CFT/CPF/Risk related matters as well as supporting the business function with management information, reporting, processes to improve efficiencies and overall governance framework support within the division.
Responsibilities:
- Assessment of client due diligence requirements both at the time of onboarding new clients and during periodic reviews, collating and/or undertaking reviews of client due diligence obtained (including personal information and identity documents) to ensure records and documents held comply with applicable legislation and Group Policies and Procedures.
- Review and/or prepare risk assessments for client administered entities based on the risk factors associated to it and related parties to confirm that appropriate risk rating is applied, documenting any changes from information previously provided for the purposes of amendment or review by senior management.
- Undertake and/or review the three-tier test for client administered entities relating to beneficial ownership and control, documenting the process undertaken, including rationale for any decisions/determinations made, and ensuring that all records are accurate.
Requirements:
- Knowledge of AML/CFT/CPF requirements and practical application of the applicable legislation utilising a Risk Based Approach.
- Corporate Services experience essential.
- Experience of complex corporate structures from an AML/CDD perspective.
- Risk and Compliance experience is beneficial.
- Practical application of good Corporate Governance.
- Solutions focused with an inquiring mind.
- Diploma level qualification (CGI, STEP, ICA Diploma).