Purpose of the role:
The role will focus primarily on clients within Europe but may also support Asia and Caribbean at times. This role will report into the Regulatory Operations Manager, based in Jersey.
Responsibilities:
- Undertaking the CDD process for new clients (with a focus on more complex cases) in accordance with the relevant laws and regulations and internal guidance, policies, processes & procedures
- Communicating with internal teams and external clients to ensure CDD collection is undertaken promptly; following up as necessary to manage outstanding CDD
- Remediation of existing CDD where required
- Performing online screening checks, including analysing the results and identifying areas for review
- Proactively respond to queries from teams and clients as part of the CDD service
Skills required:
- A minimum of 3-5 years' experience in an AML or CDD focussed role within a professional services environment
- Working knowledge of client take on processes as well as Anti Money Laundering and Client Due Diligence requirements, in relation to limited company, limited partnership and trust structures
- A good understanding of regulatory requirements affecting law firms and regulated financial services businesses
- Ideally hold an AML certificate or similar relevant qualification