Job Purpose:
Assist the AML and Client Service Teams in the delivery of an effective AML Onboarding & CDD Management Framework.
Summary of Responsibilities:
- To effectively & autonomously handle client onboarding relationships through the management of AML processes including due diligence on new and existing investors (CDD reviews), interpreting complex structures and assisting with Client reviews;
- Be responsible for Executing background checks and searches/client profiling, carrying out ad-hoc World checks and Open Source searches as requested;
- Be responsible for checking the daily screening alerts and any scrutiny hits referred to Compliance for mitigation and/or referral to CO/MLCO;
Skills, knowledge & Attributes
- A minimum of 5 years’ AML, CDD and/or Compliance experience, ideally working in a funds environment;
- Professional Compliance Qualification at Diploma level preferable, but not necessary subject to relevant experience;
- To have an attitude that inspires respect and to be capable of taking the lead;