Purpose of the role:
You will manage the Review Team and undertake periodic client reviews for their Jersey clients covering Trust Company Business, Investment Business and Fund Services Business.
Responsibilities:
- Undertake periodic reviews for new and existing client entities
- Ensure that review findings are concise, accurate and correctly recorded
- Assist with the annual planning and allocation of periodic reviews
- Collate management information on the status of reviews for monthly and quarterly reporting, including implementing trend analysis from review findings and escalation of high risk issues
- Provide advice and guidance to the business on necessary actions to achieve regulatory compliance, mitigate risk, and enhance controls addressing any issues arising from periodic reviews
- Develop and maintain knowledge of control documents, policies, procedures and processes
Skills required:
- A good understanding of the operational process and business practices of a financial services business
- An understanding of NavOne would be an advantage but is not essential as training will be provided
- 3 - 5 year experience working in a similar support role
- Track record within the offshore financial services industry with experience of the administration of funds, trusts and company structures
- A good understanding of Anti Money Laundering, Countering the Financing of Terrorism and Proliferation Financing legislation, codes of practice and regulatory guidance as well as industry best practice is essential