Purpose of the role:
You will be providing a multi-jurisdictional service for the Institutional business to onboard new clients and investors. You will also be responsible for performing regular periodic reviews based on risk profile, ensuring there is sufficient and compliant Client Due Diligence.
Responsibilities:
- Responsible for the day-to-day Client and Investor Onboarding for the Institutional business that will require multi-jurisdictional visibility
- Act in a collaborative manner, supporting clients, Relationship Managers and their teams from an Onboarding and Data Management perspective
- Work closely with the clients and their Advisors to understand complex structures, translate CDD requirements based on structure charts provided and deliver commercial and pragmatic solutions to meet client and business needs
- Prioritising and organising day to day workloads
- Dealing with internal and external day to day queries in a timely manner
- Assist in appropriate projects and initiatives relating to operations teams
- Attend regular team meetings and constructively contribute
- Understanding what is appropriate and acceptable in relation to AML/SOF/SOW/CDD and other compliance obligations, escalating issues and risks accordingly
Skills required:
- Relevant recognised qualification ideally within ICA or AML
- 3-5 years relevant finance industry experience in AML/KYC
- Experience working with Private Equity/Real Estate fund structures
- Experience within AML/CDD onboarding fund sector
- Experience in client service delivery