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Monitoring Manager - Funds (Contract)

Purpose of the role:

To work closely with the Head of Monitoring in delivering a robust compliance monitoring programme for a portfolio of regulated client entities.

Responsibilities:

  • Work closely with the client compliance and Manager’s Compliance teams, as well as the client Boards and the Manager/wider business to ensure effective compliance services are provided to clients
  • Undertake both planning and execution of the clients’ Compliance Monitoring Programmes and managing the findings and action points arising therefrom through to resolution
  • Prepare compliance monitoring reports for the company and clients
  • Provide general day-to-day management of compliance monitoring matters, workloads, and deadlines
  • Provide guidance, oversight, training and mentoring to junior members of the team
  • Deliver any other compliance tasks and deliverables, as required

Skills required:

  • Previous experience in a compliance role, a Diploma level professional Compliance Qualification or you may also be from a non-compliance background but have relevant experience and a genuine interest in undertaking a role that rewards independent thinking, professional judgement, and analytical skills
  • Be motivated by working in a collaborate, friendly, and supportive team that strives to provide exceptional compliance services to portfolio of regulated clients
  • A genuine desire to work in compliance and a passion for regulatory and AML matters
  • A strong background and understanding of financial services
 

Fund Administration

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