About the role:
Fulfilling the role of CO, MLCO and MLRO for all Jersey regulated clients (as applicable), ensuring continued compliance with the legislative requirements associated with this role; including but not limited to, compliance reporting and attendance at client board meetings.
Responsibilities:
- Proactive maintenance of the regulated clients’ policy & process framework, providing expertise into the content, as applicable
- Conduct of the regulated clients’ compliance monitoring plans in conjunction with internal risk and compliance monitoring
- Review and approval of Customer Due Diligence at on-boarding and trigger events
Skills required:
- 7+ yrs experience involved in risk and regulation
- Full understanding of local funds & co. legislation and regulatory requirements
- Proven initiative and capability in supporting senior leaders