Role Summary
As Regulatory Compliance Officer (the “Key Person”) for the Jersey Office of the company, identify Regulatory and AML/CFT risks posed to the company's entities and its clients. To create a compliance framework in order to enable Directors and Employees to be able to operate in accordance with the laws, rules and regulations of the regulatory body of Jersey and to meet ‘best practice’ as regarded by the industry.
Key Responsibilities
• Work with colleagues in developing and maintaining a good compliance culture throughout the Jersey business;
• Act as Money Laundering Reporting Officer, Money Compliance Reporting Officer and Compliance Officer, where required, ensuring all aspects of the role and responsibilities are complied with in accordance with the relevant Jersey legislation and regulations and Policies and Procedures
• Act as Money Laundering Reporting Officer, Money Compliance Reporting Officer and Compliance Officer, where required, for the company's fund clients;
• Provide advice on the compliance implications of proposed new services ahead of referral by the business to the Board;
Key Competences / Skills / Experience / Behaviours Required
• Broad understanding of relevant regulatory requirements for regulated financial services business within the jurisdictions;
• Excellent attention to detail and technical skills;
• Corporate and Fund experience would be preferred;