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Head of Compliance

Purpose of the role:

To play a central role in the Jersey compliance function, ensuring that the business transactions and compliance monitoring programme adhere to all legal, regulatory, and internal policies and procedures.

Responsibilities:

  • Undertake the Compliance Monitoring Programme, including the succinct and clear presentation of CMP findings and recommendations
  • Maintain and update the General and AML/CFT Business Risk Assessments, including adapting to ongoing regulatory changes
  • Oversee the timing and process of all risk reviews to ensure completion pursuant to the Compliance and Procedures Manuals and regulatory guidance
  • Act as Compliance Officer (CO), Money Laundering Reporting Officer (MLRO) and Money Laundering Compliance Officer (MLCO)
  • Act as CO, MLRO, MLCO to regulated client Jersey vehicles and subsidiaries where applicable

Skills required:

  • Proven compliance experience in a senior capacity, including holding key person MLRO, MLCO roles within a fund/ fiduciary sector compliance role and environment
  • In depth knowledge of the Jersey legal and regulatory compliance environment, fiduciary and investment financial services, including the Jersey Handbook and Money Laundering Order, TCB & FSB codes
  • Experience of remediation plans and JFSC interaction an advantage
 

Compliance

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hello@axalleine.je

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