Purpose of the role:
You will be responsible for making a significant contribution to maintaining and enhancing the risk and compliance framework.
Responsibilities:
- Fulfilling the role of CO, MLCO and MLRO for all the regulated clients (as applicable), ensuring continued compliance with the legislative requirements associated with this role; including but not limited to, compliance reporting and attendance at Client Board meetings
- Fulfilling the role of (D)MLRO for the in-house regulated companies, ensuring continued compliance with the legislative requirements associated with this role
- Proactive maintenance of the regulated clients’ policy & process framework, providing expertise into the content, as applicable
- Conduct of the regulated clients’ compliance monitoring plans in conjunction with the internal risk and compliance monitoring
Skills required:
- 7+ years experience involved in risk and regulation
- Full understanding of local funds & co. legislation and regulatory requirements
- Proven initiative and capability in supporting senior leaders
- High-quality communication skills - verbal, presentational and written