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Funds Compliance Officer (Contract)

Purpose of the role:

Our client is currently recruiting for a Senior Associate (Contract) - Funds Compliance who will act as an operational assistant to the Key Person.

Responsibilities:

  • Assist the Key Person to ensure comprehensive Compliance arrangements are in place in accordance with Jersey Financial Services legislation framework and the FSB Code of Practice
  • Assist with the completion of the FSB Compliance Monitoring Programme (“CMP”) by providing support and guidance to the Compliance Administrators
  • Interpret and disseminate information about regulatory changes and adapt procedures, documents, and compliance tools to accommodate these rule changes in relation to Fund Services business under the supervision of the Key Person
  • Manage projects and when required certain key aspects of the relevant regulated persons’ relationships with the JFSC in liaison with the Head of Compliance/Key Person

Skills required:

  • JFSC Category B, Table 4/5 qualification or equivalent
  • 5 years’ proven experience
  • With JFSC on compliance issues within the Fund industry and a thorough knowledge of the applicable legislation and regulations
  • Ability to develop strong relationships with colleagues, having good interpersonal skills
 

Compliance

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