Purpose of the role:
As the Compliance Officer, you will also coordinate the reporting and control testing for the department.
Responsibilities:
- Provide the Directors with guidance in the development, implementation and maintenance of policies, procedures and risk frameworks to cover regulated activities
- Implement and maintain a compliance monitoring programme that provides the Directors with reasonable assurance that key regulatory risks are being adequately managed and mitigated
- Provide regular and accurate reports to the Board of Directors, on regulatory and compliance matters
- Attend and present at quarterly Board meetings the CO, MLCO and MLRO report to the boards
- Identify, assess and manage regulatory risk, in line with practices and policies, whilst taking into account client specific requirements
Skills required:
- Hold a Compliance qualification (e.g. International Compliance Diploma)
- 3 years relevant industry experience
- Compliance and/or risk experience
- Comprehensive knowledge of Jersey fund laws and regulations
- Knowledge of Private Equity structures and Recognized Funds
- Working knowledge of all fund types with priority to Listed, Expert, Unregulated and COBO structures
- Knowledge of Policies & Procedures