Purpose of Role Summary:
To assist the MLCO/MLRO and Financial Crime Manager with the oversight and delivery of the effective systems and controls, to detect and protect against financial crime.
Key Responsibilities:
- Fulfil a subject matter expert (SME) role for the Financial Crime function, as agreed with the MLRO/MLCO/Financial Crime Manager.
- Assist the MLRO/MLCO with overseeing the firm’s systems and controls for compliance with the firm’s anti-money laundering, terrorist financing, proliferation financing, sanctions, bribery, tax evasion policies and procedures.
- To assist with the Financial Crime Compliance Monitoring Plan, by testing systems and controls and providing management information to the MLCO/Financial Crime Manager as required. Monitor the actions from the testing to ensure completion in a timely manner and deal with any remediate actions for the Financial Crime Team, whilst allocating actions and monitoring completion.
- To assist the MLRO/MLCO with internal/external audit remediation and reporting.
- To cover the Financial Crime Manager role when they are not available.
Key Competences / Skills / Experience / Behaviours Required
- At least two years’ experience in a Financial Crime related role.
- A relevant International Compliance Association qualification, or a desire to study.
- Analytical and investigative skills with the ability to assess complex data.
- Experiencing in applying a risk-based approach.
- Strong attention to detail and organisational skills.
- Excel and MI Reporting experience.
- Good written and verbal communication skills.
- Knowledge of Jersey and Guernsey financial crime related laws and regulations.