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Director/Associate Director - Head of Compliance, Investor Services

Purpose of the role:

This is an exciting role for an accomplished compliance professional with extensive technical and client facing experience looking to further their career in a dynamic and rewarding work environment. 

Responsibilities:

  • Provide Senior Management and the Board of Directors with regular written reports in respect of compliance with the requirements of the relevant codes of practice
  • To be the main point of contact and liaise with the Jersey Financial Services Commission (JFSC) as well as the Group Compliance and Legal teams in relation to regulatory or compliance related matters
  • Formulating and reviewing respective business risk assessments in conjunction with the business areas and ensuring that they are monitored, regularly re-assessed, kept up to date and approved by the Board
  • Provide advice and guidance to the Board in respect of any compliance or regulatory aspects of any new business strategies
  • Oversee the development, progress and results of Compliance Monitoring Programme in conjunction with local compliance team members to assess compliance with local and Group policies and procedures
  • Provide advice and support for all staff in relation to the significance and importance of the compliance function within the business
  • Manage your time and priorities and ensuring that deadlines are met without compromising quality

Skills required:

  • Relevant professional qualification, coupled with a minimum of 6 years of industry experience
  • Experience as acting as CO, MLCO or deputy is essential
  • Extensive knowledge of the Jersey regulatory environment and AML framework, along with compliance risk management and sanctions experience
  • Superior communication skills with demonstrated ability to work to demanding deadlines
 

Compliance

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