About the role:
As part of the Compliance Monitoring Programme, you'll test the important regulatory controls across our business globally to identify areas where enhancements can be made.
Key responsibilities:
- Conduct compliance monitoring testing of controls across our global business to assess adherence to our legal and regulatory obligations, including financial crime, data protection, outsourcing, and conduct rules. Draft reports with the findings.
- Support the annual scheduling of reviews for the Compliance Monitoring Programme, which are set on a risk basis across the different regulatory licences held by our client, in conjunction with the Compliance Services Manager and regional Compliance teams.
- Update global Risk & Compliance policies and procedures, ensuring alignment with each operating jurisdiction’s legal and regulatory requirements.
Skills and experience:
- Prior experience in a regulated financial services business, within one or more of the following areas: client administration, compliance, audit, risk, or operational control.
- A solid understanding of regulated corporate and fiduciary services in Jersey and/or Guernsey. Knowledge of financial services regulation in Cayman, the BVI, UK or EU is beneficial.
- Strong working knowledge of AML regulations relevant to Jersey or Guernsey. Knowledge of the AML regulations in Cayman, the BVI, or UK is beneficial.
- Confidence working independently with large volumes of information, able to organise, analyse, and interpret data with precision.