Role overview:
To carry out the full role of Compliance Officer, MLRO and MLCO in Jersey and Guernsey for regulated insurance broking companies and to deputise for the compliance roles of a Jersey pension and trust company.
Main responsibilities:
- Managing an effective compliance function for the business having regard to both the business risks and regulatory and legal requirements as well as the commercial needs of an expanding operation.
- Assist the business to ensure that the Company identifies, controls and coordinates its regulatory, compliance and legal risks and responsibilities through creating and completing the annual Compliance Monitoring Plan.
- Ensuring the required regulatory licences and permits are in place, maintained and adhered to.
- To assist the business to ensure that all Codes of Practice, regulatory and compliance rules and requirements (including any AML/CFT /CPF requirements) are covered and adhered to within the respective departments of the Companies, and each departmental Policies & Procedures Manual.