Purpose of the role:
Our client is looking for a part-time Compliance Officer to assist with, identify and manage the risk exposure by ensuring that the systems and controls which exist are effective and relevant in order to protect the firm from both internal and external risk factors, whilst ensuring that there is a culture of compliance and high ethical standards.
Responsibilities:
- Undertake CDD reviews including trigger events and Politically Exposed Persons (PEPs), Sanctions and Liaison notices
- Review the output generated by the screening and monitoring activities to determine whether any relevant trends or information should be communicated to the firm’s partners and staff
- Assist with conducting Internal Monitoring (CMP) of adherence to internal policies
- Continuous process improvement and sharing best practice
- Support with regulatory, audit and similar inspections
- Undertake Continuous Professional Development (CPD) and oversee the firm’s internal training
Skills required:
- Knowledge and understanding of the Jersey Financial Services Anti-Money Laundering Handbook
- Self-motivated with an appetite to learn
- Effective communication skills
- Previous experience of client due diligence in a regulated or supervised environment
- Previous experience of client screening and monitoring activities
- Willingness to undertake a compliance qualification