Purpose of the role:
Working within function, this role presents an exciting opportunity to support group-wide compliance driven activities in accordance with regulatory requirements and in-line with industry best practices and professional standards.
Responsibilities:
- Assist with the development of the annual Group Compliance Monitoring Programme to assess the effectiveness of group policies and procedures
- Assist with the coordination of detailed monitoring reviews in accordance with the Group Compliance Monitoring Programme, liaising with key stakeholders as appropriate
- Assist with documentation and reporting of monitoring reviews to relevant Boards
Skills required:
- A minimum of 3 years of relevant experience in a compliance function
- Good understanding of regulatory requirements affecting a law firm and trust company business in the Channel Islands
- Experience of refreshing and administering a Compliance Monitoring Programme in line with the changing risks and regulatory environment