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Compliance Monitoring Administrator

Purpose of the role:

To control and conduct, with support from other team members, all aspects of required Compliance monitoring and reporting across all regulated entities.

Responsibilities:

  • Ensure the compliance monitoring programmes remain current in line with business and/or legislation/regulatory changes
  • Ensure the compliance monitoring programmes are conducted in a timely manner and on a risk based approach
  • Identify and incorporate changes to the monitoring programme as appropriate upon identification of risks
  • Able to manage and proactively work with stakeholders on any findings identified providing sound advice as to the appropriateness of any remediation actions in conjunction with related risks
  • To ensure that any remediation or follow up actions are closed in a timely manner
  • Escalation of any high risk findings to the Deputy Head of Risk & Compliance, Jersey, as they arise

Skills required:

  • Healthy compliance or compliance monitoring experience in a regulated business; preferably a Trust Company Business and/or Funds Services Business environment
  • Experience of working with other licenses advantageous but not critical
  • Ideally hold an ICA Diploma
 

Compliance

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