About the role:
As part of their Compliance Monitoring Programme, you'll test the controls contained in the policies and identify areas where new or improved policies and procedures are required.
Responsibilities:
- Develop & update global R&C policies and procedures, ensuring alignment with each operating jurisdiction’s legal and regulatory requirements—including financial crime, financial services, data protection, confidentiality, local Law Society Codes, and the Group compliance standards—through independent research and collaboration with R&C and policy team.
- Assist with stakeholder inquiries and the periodic compliance and business reporting on policy updates or the Compliance Monitoring Programme.
Requirements:
- Demonstrated experience working in a Client Administration, Compliance, Risk or operational control-type function within a regulated Financial Services Business.
- Proficient understanding of regulated corporate and fiduciary services in Jersey and/or Guernsey, Cayman and BVI. Familiarity with similar services in the UK or EU is advantageous.
- Comprehensive knowledge of AML regulations specific to Jersey, Guernsey, Cayman, BVI, and UK.