Purpose of the role:
To assist the Head of Compliance in the provision of compliance support. Work alongside a team of 9 compliance professions providing services to the Fund Services and its clients.
Responsibilities:
- To deputise for the Compliance Officer of Fund Services in managing the affairs of compliance function
- Manage the day-day affairs of the Funds Compliance Function. Duties will include regulatory monitoring, reviews, and reporting
- Liaison with the wider Compliance team, including Client Compliance Officers and the AML and risk teams, and with the wider business
- Completion and/or supervision of any ad hoc tasks and projects being undertaken by the Compliance function
- Contribute suggestions on ways to make improvements to the Compliance function
- Assist the Compliance Officer in mentoring the Compliance Team, including the identification and delivery of relevant training to members of the team and ongoing analysis of duties undertaken
Skills required:
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You may have previous experience in a compliance role, a diploma level professional Compliance Qualification or you may also be from a non-compliance background but have relevant experience and a genuine interest in undertaking a role that rewards independent thinking, professional judgement, and analytical skills