Purpose of the role:
Our client is looking for a Compliance Manager to be accountable for ensuring that the activities are conducted in a risk based compliant manner, with an eye to best practice, particularly taking into account Global and Group practices regarding cross border business.
Responsibilities:
- Deputy MLRO - provide support to the Head of R&C Jersey Family Office (the Jersey MLRO) and to assist in providing input into maintaining policies and procedures for the identification and analysis of financial crime issues for Jersey regulated entities
- Deputy CO/ MLCO - provide support to the Head of R&C (Jersey MLCO) to assist in maintaining policies and procedures and training staff to recognise and act on compliance and financial crime issues
- Maintenance of the Financial Crime Manual, and reporting of financial crime MI to relevant boards
- JFSC Regulated FSB & Fund clients - to act as the JFSC approved CO, MLCO & MLRO to Corporate Services clients
- To operate an effective compliance monitoring framework and the maintenance of operational risk registers, along with regular board reporting as required
- To liaise with JFSC and other regulators and to provide advice and regulatory updates as necessary to Boards
Skills required:
- Computer literacy (Word, Excel, Outlook) with an ability to quickly learn/understand other in-house systems
- Ability to influence and to bring about lasting change
- Have an awareness of global financial regulation and EU wide regulatory developments on an ongoing basis
- Have an awareness of Jersey trust & company fiduciary, and investment business to assist the Head of Risk and Compliance Jersey
- Good communication skills with the ability to apply these skills at all levels of the organization, clients and with key stakeholders
- Degree or Equivalent