Purpose of the role:
You will act as MLRO, MLCO and CO of a Jersey regulated Funds Services business (FSB) whilst embedding a culture of compliance to develop a scalable and sustainable business.
Responsibilities:
- Responsible for overseeing the effectiveness of all the Jersey FSB regulatory systems and controls and participate in enhancement of the compliance and risk framework
- Lead business contact on all FSB client and regulatory risk matters, including horizon scanning, training, and valued advisory support to senior management and the board
- Act as MLRO, MLCO and CO for MGS Jersey FSB licensee
- Collaborate with broader Risk and Compliance team on execution and enhancement of the compliance program
Skills required:
- Proven experience in a Compliance and/or Risk management position within a Jersey regulated TCB and/or FSB and collaborating effectively in a team environment. Experience of other jurisdictions funds services regulations is beneficial
- Proven experience of dealing with all aspects of AML/CFT and Regulatory Codes relating a FSB with experience of holding key person roles. Compliance experience in a trust company business is considered beneficial
- Excellent knowledge of the Code of Practice for Fund Services Business, Jersey Private Fund and Expert Fund Guides, Code of Practice for Certified Funds, and the Alternative Investment Funds Code of Practice and its implementation
- Experience in dealing with funds business employees (and trust company business employees preferable) and of communicating effectively with regulators, senior management and boards on regulatory and business issues