Purpose of the role
As Compliance Manager you will assist the Head of AML Compliance/MLCO with the smooth running of the compliance function and with the development, implementation and maintenance of an AML/CFT/CPF program and culture within the business including:
1. Board documents including the Financial Crime Business Risk Assessment & Policies
2. Adequate and effective AML/CFT/CPF systems and controls (including policies & procedures) 3. Financial Crime and sanctions training
4. Monitoring & testing effectiveness and compliance with internal AML/CFT/CPF policies & procedures.
As DMLRO, the postholder of this key person role is required to be:
• Resident in Jersey
• Independent of client facing and business development roles The Board will ensure the postholder has:
• Sufficient skills & experience
• A sufficient level of authority within the business
• Is able to Raise issues with the Board directly
• Has sufficient resources including sufficient time The role reports to the Head of AML Compliance/MLCO
Responsibilities:
• Ensures plans are manageable and will deliver the desired outcomes.
• Maintains trust and demonstrates integrity even when delivering unpopular or difficult messages.
• Shares own views and remains calm when in difficult or challenging situations to achieve results.
Skills required:
• Holds a professional qualification in AML/CFT compliance field.
• Previous experience in AMP compliance monitoring.
• Excellent understanding of AML legislation.