Purpose of the role:
Our client is looking for an experienced, goal-focussed Compliance Manager to join their Risk & Compliance team.
Responsibilities:
- Act as MLCO, Compliance Officer and MLRO for client entities
- Draft and present quarterly compliance reporting in connection with MLCO/MLRO roles to client Boards
- Analyse new legal and regulatory requirements relating to your role, to maintain their strong compliance culture and identify areas where new or improved policies and procedures are required
- Ensure the team and client Boards are fully familiar with AML/CFT obligations and with controls framework, through the provision of relevant training
- Work closely with their Governance Services and broader Risk and Compliance teams to develop and maintain a full compliance programme for both the client funds and Governance Services business
- Be a leader in the Risk and Compliance team, assist on key initiatives where appropriate and drive continuous improvement and innovation
Skills required:
- You should hold a suitable professional service, compliance, or legal qualification
- You should have at least 5 - 10 years' proven experience in a Compliance and/or Risk management position within a regulated TCB and/or FSB
- Proven ability to undertake the registered roles in a fast-paced, client-facing environment
- Considerable experience in TCB/FSB AML/KYC and the relevant regulatory/ supervisory law and regulations in Jersey with the ability to analyse and advise on these to a wide group of internal and external stakeholders
- You should be able to demonstrate a focus on client service delivery and training as a pragmatic Risk Manager you will be relied on to help keep their business and teams operating in a safe and compliant way
- Excellent research and verbal and written communication skills paired with a keen eye for detail
- Experience in dealing with regulators/auditors, senior management and Boards on regulatory issues
- Experience of dealing with the identification, testing and implementation of systems, controls and policies and procedures to adequately meet the needs of regulated client entities