Purpose of the role:
To oversee an exciting new venture, in a standalone capacity but as part of the global Risk & Compliance team.
Responsibilities:
- Monitoring that the internal policies and procedures are being consistently and effectively adhered to
- Assessing, and recommending amendments to, internal systems and controls as well as policies, and procedures to facilitate compliance with the regulatory framework; and where appropriate, promptly instigating action to remedy any deficiencies in the compliance arrangements
- Providing Senior Management and the Board of Directors with regular written reports in respect of compliance with the requirements of the FS(J)L, Orders (issued under the FS(J)L) and the Code
- To be the main point of contact and liaise with the Jersey Financial Services Commission (JFSC) as well as the Group compliance and legal teams in relation to regulatory or compliance related matters
- Formulating and reviewing respective business risk assessments in conjunction with the business areas and ensuring that they are monitored, regularly re-assessed, kept up to date and approved by the Board
Skills required:
- Minimum of 6 years industry experience, alongside a relevant professional qualification and a track record of acting or deputising as CO/ MLCO for funds and fund services business
- Self-driven and confident with the capacity to work independently whilst also collaborating effectively with stakeholders of all levels