Purpose of the role:
In this role you will be assisting with the execution of the Monitoring Programme and providing additional support for the AML team.
Responsibilities:
- Assisting in the management of the Compliance Monitoring Programme (CMP) process including creation and execution of the CMP
- Execution of scheduled CMP tests
- Undertaking “deep dive” thematic monitoring
- Review and Processing of Client Due Diligence (“CDD”) and Know Your Client (“KYC”) documentation
- Maintaining and updating relevant compliance registers
- Executing background checks and searches/client profiling
- Responsible for carrying out ad-hoc World checks, Open Source searches as requested by the business
Skills required:
- A compliance professional with a minimum of 3-5 years' compliance related experience in a similar role
- Experience of undertaking a monitoring role in TCB
- A good knowledge of the JFSCs TCB COP and AML/CFT Handbook
- A good knowledge of the legislative environment as applicable to financial services
- A good knowledge of trust and company structures, services and products