Purpose of the role:
You will be responsible for the ownership of the framework with the key purpose of ensuring all intermediary relationships are conducted in a compliant manner.
Responsibilities:
- Create reports of Review findings and risk assessment, suitable for presentation to Business Executive
- Ensure that Business executives are advised together with recommendations of remediation actions
- Responsible for the maintenance of the Watch list and any additions and deletions
- Build strong working relationships and advise on local & Group AML requirements
- Liaise with internal and external stakeholders and ensure there is a joined-up approach throughout the business
Skills required:
- Compliance or AML qualification preferred but not essential
- Strong internal and external relationship management skills
- Experience in the securities industry
- Ability to build long term relationships