Purpose of the role:
To support a Client Compliance Services team in delivering a robust compliance framework to clients of the Group Fund Services.
Responsibilities:
- Support with the timely completion of compliance framework and compliance monitoring reviews relating to a number of client funds, including the completion of periodic monitoring reviews; the provision of regular reports to the Board and senior management and client fund boards; and ensuring that findings identified are tracked and addressed by the relevant business area
- Support with the maintenance of client compliance monitoring plans and procedures, training modules to reflect changes in regulatory requirements, risk factors and procedures
- Pro-actively participate in the preparation and delivery of training programs on compliance and business-related matters as required
- Maintain and develop a detailed understanding of the regulatory/compliance standards and specific policies
- Adherence to business processes ensuring data integrity, accurate and complete conversions/implementations, and provides post-implementation support
Skills required:
- 4 years’ relevant experience, and hold a relevant professional qualification for Key Person roles, or is able to complete such qualification within 9 months of starting
- Expertise in all MS Office packages (Word, PowerPoint, Excel, Outlook)
- Fluent in both written and spoken English