Purpose of the role:
Our client is looking to recruit a Client Compliance Officer, to directly provide and/or coordinate a range of specialist services to support their clients in adherence with key Governance, Regulatory and Compliance standards in Jersey and internationally.
Responsibilities:
- Support with completion of the Compliance Monitoring Programme (“CMP”) including Business Risk Assessment (BRA)
- Assist with defining strategy and developing policies, procedures and controls to ensure robust arrangements for compliance with appropriate law and regulatory standards
- Interpret and disseminate information about regulatory changes and adapt procedures, documents and compliance tools to accommodate these rule changes in relation to TCB/FSB and MSB
- Manage relevant projects for clients when required
- Manage certain key aspects of the relevant regulated persons’ relationships with the JFSC in liaison with the Head of Compliance/Key Person. Submission of necessary ad hoc reports and regular periodic reports
Skills required:
- Proven experience in dealing with JFSC on Compliance issues within a regulated activity and a thorough knowledge of the application legislation and regulations
- Ability to develop strong relationships with clients, intermediaries and colleagues
- JFSC Category B, Table 4/ 5 qualification or equivalent
- Three to Five years’ experience working in a regulated environment of which at least three years within Compliance, Risk of Governance positions