Purpose of the role:
The provision of compliance support to clients of a Fund Services and to provide the key person roles of Compliance Officer, Money Laundering Compliance Officer and Money Laundering Reporting Officer where required.
Responsibilities:
- Working closely with the Compliance Officer to ensure effective compliance services are provided to clients
- General day-to-day oversight of client compliance matters and corresponding with the JFSC as appropriate
- Organising training and development for junior members of the team
- Overseeing and managing Compliance Monitoring Plans, Business Risk Assessments, and relevant policies and procedures
- Preparing compliance reports for clients, including the escalation and tracking of any findings
- Acting as a compliance representative at Client Board meetings as and when required
- Provision of support and guidance to clients on applicable regulatory and AML issues
Skills required:
- Previous experience in a Senior Compliance role or position with equivalent responsibilities
- Extensive knowledge of a funds environment
- Professional Compliance Qualification at Diploma level
- Highly organised and self-sufficient but with the ability to work as a team player
- Ability to manage own workload and prioritise accordingly
- Excellent level of understanding of the Jersey regulatory environment and previous experience of dealing with the JFSC