About the role:
The primary role is to act as CO, MLCO and MLRO for BNPP client fund entities, ensuring they adhere to regulatory codes and legislation, reporting to fund boards of directors on a quarterly basis and providing advisory services on regulatory and compliance matters to boards, deal teams, administration teams and clients.
Key responsibilities:
- Supervision of activities of direct reports under your management.
- Provide technical support to team.
- Oversee training and development of team.
- Monitor quality standards – identify & implement improvements.
- Ensure all deadlines for tasks are achieved with agreed timescales.
- Employ Management Principals in the development of direct reports
Key skills and experience:
- 5 years compliance experience
- Proven track record in a financial service managerial role
- Computer literacy across a variety of applications
- Appropriate qualification in order to receive no objection from the JFSC when applying for the CO/MLCO/MLRO roles (e.g. ICA Diploma)