Purpose of the role:
To provide compliance monitoring support to the business and its regulated fund clients.
Responsibilities:
- To handle client onboarding relationships effectively & autonomously through the management of AML processes including due diligence on new and existing investors (CDD reviews), interpreting complex structures, and assisting with Client reviews.
- Be responsible for executing background checks and searches/client profiling, carrying out ad-hoc World checks and Open-Source searches as requested.
- Managing junior members of the team and ongoing analysis of duties undertaken
- Provision of support and guidance to the business, and its clients, on applicable regulatory and AML issues and business-related AML queries.
Skills required:
You will likely have previous experience in an AML role, a diploma level professional Compliance Qualification. You will have a genuine interest in undertaking a role that rewards independent thinking, professional judgement, and analytical skills.