Purpose of the role:
To work closely with the Head of Compliance in delivering a robust AML/CFT programme for the company and a portfolio of regulated client entities.
Responsibilities:
- To handle client onboarding relationships effectively and autonomously through the management of AML processes including due diligence on new and existing investors (CDD reviews), interpreting complex structures, and assisting with Client reviews
- Be responsible for executing background checks and searches/client profiling, carrying out ad-hoc World checks and Open-Source searches as requested
- Provision of support and guidance to the company, and its clients, on applicable regulatory and AML issues and business-related AML queries
- Ongoing analysis of the effectiveness and adequacy of AML solutions, assisting with the identification of failures and to identify causes and remedial actions
- Assist with the maintenance and updates to AML Compliance & Risk Registers (including Issues, and Politically Exposed Persons/High profile clients) ensuring events are recorded, monitored, and reported to Senior Management where necessary
- Any other reasonable duties that may be assigned
Skills required:
- You will likely have previous experience in an AML role
- A diploma level professional Compliance Qualification
- You will have a genuine interest in undertaking a role that rewards independent thinking, professional judgement, and analytical skills
- Be motivated by working in a collaborate, friendly, and supportive team that strives to provide exceptional compliance services to portfolio of regulated clients
- A strong background and understanding of financial services