Purpose of the role:
The role requires daily liaison with other AML and Compliance team members as well as with both client facing teams within the company and clients.
Responsibilities:
- Provide guidance to the Administration teams and key stakeholders to ensure CDD files are prepared accurately, completely and in a timely manner
- Perform screening to determine acceptability of potential new clients
- Review and assess CDD files to evaluate the inherent Money Laundering or Terrorist Financing risk and where appropriate escalate cases to the relevant jurisdiction’s MLRO/MLCO as required
- Ensure accurate and complete CDD records are maintained to cover new business, name changes, transfers of interest and changes in structure
- Ensure CDD procedures are carried out in line with AML laws, regulations, guidelines and company policies and procedures
Skills required:
- Good time management and organisational skills
- Able to demonstrate a team player attitude
- A self-starter with a proactive and dynamic style and a high degree of attention to detail
- An analytical approach with good research skills
- Ability to work under pressure while maintaining accuracy and quality standards