Purpose of the role:
To provide and promote a superior client experience, by providing a multi-jurisdictional service for the Institutional business to perform periodic reviews on existing clients/investors. Ensuring the business remains compliant with regulatory obligations.
Responsibilities:
- Responsible for conducting statutory periodic reviews on Institutional clients & investors based on their risk profile
- Perform risk assessments on institutional clients & investors
- Reviewing client profiles ensuring they are up to date and reflect the clients profile activity
- Reviewing and validating source of funds & wealth, making sure it is documented and evidenced where required
- Prioritising and organising day to day workloads
- Dealing with internal and external day to day queries in a timely manner
- Assist in appropriate projects and initiatives relating to operations teams
Skills required:
- Relevant recognised qualification ideally within ICA or AML or studying towards a recognised qualification
- 1-2 years relevant finance industry experience in AML/KYC
- Experience working with Private Equity/Real Estate fund structures
- Experience within AML/CDD onboarding fund sector
- Experience of client service delivery
- Experience of performing periodic reviews