Purpose of the role:
You will work collaboratively within a global team to focus on the compliance monitoring programme, including conducting reviews and programme updates.
Responsibilities:
- To primarily conduct compliance monitoring programme (CMP) reviews and updating the underlying Regulatory Compliance Risk Assessment
- To proactively source and analyse a wide variety of data to test the effectiveness of various business controls
- To maintain comprehensive working documents and effectively articulate findings in reports to the business
Skills required:
- Five years of experience working in a Compliance, Risk or operational control- type function within a regulated Financial Services Business or law firm
- Experience of working with Lawyers or professionals, client due diligence documents and client management systems preferred
- Solid knowledge of regulated corporate and fiduciary services, including AML/CFT regulations, in Jersey and/or Guernsey, Cayman, BVI, UK
- Self-starter with excellent attention to detail and ability to understand and map business processes to regulatory controls